Junior Analyst/Analyst

About Us We are a fully integrated exempt market dealer, merchant bank, and family office. We operate across the full capital formation lifecycle — from advisory and private placements to principal investing and portfolio administration. Our focus includes a wide array of emerging growth companies across a variety of sectors. The Opportunity We are seeking a motivated and detail-oriented Analyst to join our small, high-output team. This is a generalist role with broad exposure to securities administration, transaction execution, compliance operations, investment record-keeping, and corporate finance support. The ideal candidate is intellectually curious, thrives in an unstructured environment, and can move between analytical and administrative workstreams without losing precision. Responsibilities Transaction support & securities administration • Support execution of private placements, subscription agreements, and exempt market transactions, including preparation and maintenance of deal-level compliance checklists • Maintain and update investment records, adjusted cost base (ACB) schedules, and trading summaries • Prepare and review corporate finance documentation including offering memoranda, term sheets, and regulatory filings • Conduct financial analysis, comparable company research, and sector-level due diligence • Liaise with legal counsel, transfer agents, regulatory bodies, and external advisors as directed • Assist with special projects across family office and portfolio company workstreams • Assist in drafting presentations and other communications Compliance & regulatory • Maintain and update firm compliance records including KYC/AML documentation, suitability assessments, and client account files in accordance with applicable securities legislation • Track and maintain compliance record Qualifications Education & experience • Bachelor's degree in finance, accounting, economics, law, or a related discipline • 0–3 years of experience in investment banking, capital markets, public accounting, compliance, or a related field; relevant internship experience considered • Exposure to a regulated dealer environment is an advantage Core competencies • Exceptional attention to detail with the ability to manage multiple concurrent deadlines under minimal supervision • Strong written communication skills; able to draft concise, professional documents and regulatory correspondence with limited direction • High degree of discretion and professional judgment in handling confidential client, regulatory, and trading information • Self-starter with a strong sense of ownership and comfort operating in a lean, fast-moving environment

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