Compliance Manager at Highgate Group

Advance your compliance career with Highgate Group in hybrid remote role. We seek a Compliance Manager with strong analytical skills and a commitment to ethical standards. Highgate Group is looking for a Compliance Manager with a focus on supervising retail and managed accounts. Ideal candidates are detail-oriented, with significant experience in trade reviews and communication. You will enhance branch audits, support regulatory preparation, and ensure adherence to industry guidelines. Key Responsibilities: • Supervise retail and managed accounts effectively • Conduct daily and monthly trade reviews • Oversee quarterly reviews of accounts • Review account inquiries and track resolutions • Ensure compliance with transaction guidelines Requirements: • Post-secondary degree in Finance or Business • 3-5 years experience in a CIRO firm • Canadian Securities Course and CPH certification • Strong MS Office skills • Excellent English communication skills Leverage your analytical capabilities and regulatory knowledge as Compliance Manager with Highgate Group in Toronto.

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